U.S. Equity Markets: Looking Back and Moving Forward – SOLD OUT

The U.S. equity markets are the most liquid and efficient in the world, and are continually evolving in response to forces of technology and competition. As technology and competitive practices evolve, so must the regulatory framework in which business is conducted. It is imperative that our regulations continue to drive efficiency, integrity, and resilience. Please join us to hear from top officials at the U.S. Department of the Treasury and the U.S. Securities and Exchange Commission as they discuss the regulatory agenda for equity market structure in 2019.

Opening Remarks: Donna Rapaccioli, dean, Gabelli School of Business

Remarks: Craig Phillips, counselor to the secretary, U.S. Department of the Treasury

Keynote Address: Jay Clayton, chairman, U.S. Securities and Exchange Commission

Remarks: Brett Redfearn, director of trading and markets, U.S. Securities and Exchange Commission

Q&A: Jay Clayton and Brett Redfearn

Registration opens at 8:30 a.m.
Presentation at 9 a.m.
A breakfast reception will follow.

Co-sponsored by the CFA Society of NY and the Museum of American Finance

To follow a livestream of the event, please use this link: https://www.youtube.com/watch?v=JU10P9DK48Q&feature=youtu.be